Doubts, worries and debates about involvement

There are many psychological and organisational theories about the factors which affect whether people adopt new practices. A common component of these theories is the extent to which people believe that a new practice is justified, that a good case has been made, that it will bring benefit, and that the costs of doing it will not outweigh the benefit.

While our interviews covered many positive reasons for and experiences of involving patients and the public in research, researchers also raised a wide range of doubts and concerns, both their own and those of their colleagues. Some people gave permission for their interview to be used in written form only, often reflecting a worry that being seen to be too critical about involvement might be damaging for their careers. A few withdrew their interview from the study, and of course others with more sceptical views may have chosen not to take part at all. Even among those with more broadly positive views, it was seen as important to be able to discuss doubts and problems and not overstate the value or appropriateness of involvement. But this could feel difficult or risky. There was a sense that both the duty to involve people and also the methods of involvement were being imposed. As Marian commented, ‘The elephant in the room is the being told ‘you must’ – and the being told ‘you must do it this way’.’

Involvement is here to stay but David worries that we need to be careful it does not go too far. He has seen good projects turned down because their PPI was not perfect.

Age at interview 49

Gender Male

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Patient involvement can make you think differently even if the impact is not huge. But Alison sometimes feels under pressure to be more positive about it than she feels. She says about sixty percent I want to do it.

Age at interview 47

Gender Female

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Alice worries that funders may overlook projects which are valuable but do not lend themselves to PPI. It shouldn’t be forced into everything.

Age at interview 26

Gender Female

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Anne feels frustrated that involvement is so trendy’ and you can’t criticise it. To be a good researcher takes years of training.

Age at interview 32

Gender Female

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Bernadette thinks her senior colleagues see involvement as a drain on time’ and a box-ticking exercise, so she keeps quiet about some of her involvement activities.

Age at interview 39

Gender Female

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Many of the concerns and debates raised are considered in greater detail elsewhere, and they include:

Additional concerns included the potential burden on patients and how far good use was being made of their time and enthusiasm. Linked to this was the continuing worry that approaches to involvement still too often revert to a tick-box or tokenistic approach, involving people too late or too superficially; as Sabi and Andy suggested being unclear about what to do and not really believing it will work are likely to make lack of impact a ‘self-fulfilling prophecy’. At the same time, some researchers expressed doubts about the value for money of involvement, and dealing with irrelevant input, including from people perceived to have ‘an axe to grind’ or a single agenda.

Involvement can be burdensome and wasteful both for participants and researchers. Dealing with hostile or single issue patients’ and lack of senior support can make it hard.

Age at interview 32

Gender Female

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David has come to value involvement, but he explains several caveats and worries, including trying to find a balance between the knowledge of patients and researchers.

Age at interview 49

Gender Male

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Valerie reflects on how to describe people who get involved and her worries about whether too much is asked of them.

Age at interview 39

Gender Female

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It’s unrealistic and unfair’ to expect individuals to be any more representative than clinicians and researchers. Sabi is worried by tokenistic approaches.

Age at interview 50

Gender Female

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Sometimes the quality of involvement in practice does not match what it looks like on paper, and patient contributions may be ignored or irrelevant.

Age at interview 47

Gender Female

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Andy argues that unless you are clear what you expect from PPI, you won’t do it well or be able to identify impacts, so it will appear to have failed.

Age at interview 49

Gender Male

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In ‘Feelings about involvement and emotional impact‘ and ‘Colleagues’ attitudes to patient and public involvement‘, researchers’ ambivalence about involvement is explored further, including worries about losing control and feeling upset at any assumption that they are unfeeling or thoughtless. A common theme was finding a balance where both parties were involved, but recognising researchers’ need to ensure the quality of their research and retain ultimate responsibility. Felix argued that researchers ‘uphold a pretence of real equality and partnership and fairness, but its an inherently imbalanced relationship.’ Anne was concerned about moving too far towards a position of ‘patients running the shop’, and David (see earlier) commented on ‘the pendulum swinging too far’. Many researchers we talked to could see these concerns in their colleagues, even if they themselves were not so worried.

Felix reflects on academic power, tokenism and control over who is allowed to get involved. But he can understand why researchers want to protect their research.

Age at interview 36

Gender Male

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Kristin does not like the idea that researchers are bad and people who are involved are good. Involvement conferences can end up feeling a bit researcher-bashing.

Age at interview 42

Gender Female

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We should not go back to the dark days’ of never talking to patients, but there has to be a balance of control between researchers and patients. Tick box involvement is worse than none at all.

Age at interview 32

Gender Female

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Reasons for researchers’ reluctance to involve people include lack of evidence; fear of the unknown; thinking it’s just politically correct’; and feeling professionally threatened.

Age at interview 52

Gender Male

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Gail wants people to have real influence on research, but that doesn’t mean whatever they say goes. It has to be a negotiation.

Age at interview 42

Gender Female

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Some researchers expressed concern about possible negative as well as positive impacts from involvement, and about the difficulties of recording or discussing these; the pressure is to demonstrate positive impact. However, Narinder thought problems could be avoided by explaining from the outset that some suggestions may not be taken up, and explaining why. Andy also highlighted the need to be open about the fact that involvement sometimes just does not go well or have positive outcomes.

For Sergio the positives of involvement far outweigh the negatives, but he worries that pressure to do very applied work makes it harder to pursue creative research.

Age at interview 59

Gender Male

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Researchers have to be careful that patient involvement does not threaten the scientific quality of research.

Age at interview 42

Gender Female

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There might be times where what patients suggest may be in conflict with scientific rigour, but this can be resolved through good communication.

Age at interview 64

Gender Male

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It’s important to be open about times when involvement does not go well and to learn from mistakes. Just doing it is the best way to learn.

Age at interview 49

Gender Male

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Finally concerns were raised about the level of duplication (both locally and nationally), the need for greater leadership and the level of bureaucratic burden involved. (See also ‘Organisational support and leadership for patient and public involvement‘). At local level, one related debate is whether involvement should be ‘everyone’s business’ or whether specialised coordinators are an essential support. Andy recognised that some people were critical that ‘what’s emerged is a PPI profession, this new layer of bureaucracy called the PPI industry and a whole layer of PPI people’, although he personally had come to see it as a necessary development. Vanessa argued that involvement was now ‘a specialism, and specialisms need leadership and they need training and they need support.’ Sabi argued for greater continuity and exchange between PPI in research and PPI in service development, rather than treating these as entirely separate.

It’s often argued all researchers should be able to manage involvement. But over time Andy has come to think it needs a skilled facilitator who can span boundaries.

Age at interview 49

Gender Male

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Vanessa would like to see more national leadership, networking and shared learning. Too often involvement is delegated to junior people with little support or job security.

Age at interview 42

Gender Female

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Sabi feels the dichotomy between PPI in research and PPI in service improvement is a false one. There should be greater continuity between research and implementation.

Age at interview 50

Gender Female

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Practical advice for involvement

NIHR INVOLVE provides a series of briefings for researchers with practical advice and help, as do many local Research Design Services. INVOLVE has distilled the...